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Broadridge’s integration of Uptiq’s tech into its wealth management platform provides advisors access to agentic AI apps that surface the most relevant loan options, automating securities-based lending- (SBL) workflows, referral submission and covenant tracking

August 8, 2025 //  by Finnovate

Broadridge Financial Solutions has announced a strategic partnership and minority investment in Uptiq, an AI platform for financial services. The partnership aims to modernize wealth management by addressing the growing demand for artificial intelligence in financial services and developing a better wealth lending process. Uptiq’s AI-powered tools and Broadridge’s Wealth Lending Network will enable advisors to deliver smarter lending recommendations, save time, and help clients access the liquidity needed to achieve their financial goals. The integration will streamline the process of accessing securities-based lending solutions, particularly for financial advisors and wealth management firms not affiliated with banks. Broadridge’s investment supports Uptiq’s growth and reinforces a shared vision for transforming wealth lending.

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